QUESTION 161
Which of the following is the MOST important to ensure an organization’s management is fulfilling ethical responsibilities related to Al?

A. Design international ethics standards to be observed by the organization.
B. Ensure risk assessments are performed to identify regulatory risks.
C. Ensure human rights are protected from the potential negative impacts of Al.
D. Model future changes in personal and social behavior where Al may play a pivotal role.

Correct Answer: C
QUESTION 162
An IS auditor is testing a machine learning (ML) model that is used to diagnose diseases from medical imaging. The model sometimes misclassifies benign tumors as malignant. Which of the following testing techniques would BEST improve the accuracy of the model?

A. Random testing
B. Usability testing
C. Bias testing
D. Compatibility testing

Correct Answer: C
QUESTION 163
An IS auditor has conducted a stress test by feeding incorrect inputs to an Al system’s learning models and algorithms. Which of the following is the auditor attempting to do?

A. Mislead the algorithms.
B. Document the algorithm鈥檚 logic.
C. Sanitize the data.
D. Train the learning models.

Correct Answer: A
QUESTION 164
Which of the following is the GREATEST risk associated with auditing using Al driven tools?

A. Undefined data retention periods within the Al tool
B. Decentralized access management of the Al tool
C. Lack of visibility to audit data sets within the Al tool
D. Incompatibility of the Al tool with existing applications

Correct Answer: C
QUESTION 165
When auditing an Al model, an IS auditor notices that the controls over transactional processes are inadequate. Which of the following should the auditor recommend to BEST reduce these risks?

A. Implement model scorecards.
B. Clearly define responsibilities for Al risk.
C. Implement human-in-the-loop processes.
D. Have the chief risk officer (CRO) perform a risk analysis.

Correct Answer: C
QUESTION 166
When evaluating the process flowchart of an Al machine learning (ML) model, which task should be performed FIRST to provide assurance that the model will function as intended?

A. Scale and standardize numerical variables.
B. Address imbalances in the data.
C. Apply the model algorithm.
D. Split the data set into training and test sets.

Correct Answer: D
QUESTION 167

Nhen evaluating an Al system used to approve loan applications, an IS auditor r s decisions are made by the Al tool without oversight. Which of the following is the auditor’s BEST recommendation?

A. Establish early human review checkpoints to detect errors to or biases in Al decisions.
B. Accept the outputs of the Al tool as valid if technical validation was previously conducted.
C. Allow human review only when customers appeal decisions.
D. Perform cross-validation before model deployment to production.

Correct Answer: A
QUESTION 168
Which data preparation method simplifies data correlations but presents the GREATEST risk for introducing bias?

A. Using the mode of a column to fill individual records where that field is blank
B. Placing numerical data in bins or buckets
C. Deleting duplicate or copied entries
D. Separating multiple data attributes within one field into individual attribute columns

Correct Answer: B
QUESTION 169
An IS auditor is validating that smart contracts are accurately executing programmed actions. Which of the following is the MOST effective use of Al in evidence collection?

A. Static analysis of contracts to scan code for vulnerabilities
B. Automated periodic reporting of executed contract terms
C. Dynamic analysis of contracts simulated in a controlled environment
D. Mathematical validation of executed contract terms

Correct Answer: C
QUESTION 170
As a result of regulatory changes, an IS auditor is planning an audit of the legal team’s unlabeled contract repository to identify similarities in contractual terms. Which of the following is the BEST application of Al to improve the audit’s effectiveness?

A. Clustering algorithms to segment contracts into groups
B. Classification algorithms to define contract categories
C. Regression algorithms to identify contractual relationships
D. Dimension reduction algorithms to compact variables

Correct Answer: A
QUESTION 171
Which type of attack involves users inputting malicious text in Al models to disclose private information?

A. Data poisoning
B. Brute force
C. Data drift
D. Prompt injection

Correct Answer: D
QUESTION 172
Which of the following is the GREATEST risk associated with using facial recognition authentication for opening bank accounts?

A. Al-generated deepfake or synthetic images can fool the authentication system.
B. Inconsistent image quality across devices can reduce the accuracy of identity verification algorithms.
C. The system may incorrectly reject valid facial images due to strict thresholds.
D. Authentication may fail if the user is wearing sunglasses or a mask.

Correct Answer: A
QUESTION 173
A logistics company uses an Al model to optimize delivery routes. Which of the following methods would BEST verify the model’s accuracy?

A. Testing the model on the most recent data for the latest conditions
B. Running bias tests to confirm that the model does not favor certain delivery areas
C. Using advanced outlier detection techniques to identify anomalies in route length
D. Comparing the Al-generated routes with routes generated using traditional methods

Correct Answer: D
QUESTION 174
The PRIMARY purpose of adversarial testing in Al audits is to:

A. train the Al model using extreme cases.
B. increase the overall accuracy of the Al system.
C. test the robustness of the Al system against attacks.
D. reduce the risk of Al model drift.

Correct Answer: C
QUESTION 175
Post-deployment, anomalies in logs suggest a conflict between a critical security patch and an Al model’s inference engine. Which of the following is the BEST course of action?

A. Investigate the patch’s effect on the model.
B. Contact the patch vendor for support.
C. Restart the inference engine to clear conflicts.
D. Reapply the patch and test the engine again.

Correct Answer: A
QUESTION 176
An audit reveals inconsistencies in the retention period of data used for Al training. What is the BEST recommendation to mitigate this risk?

A. Assign data ownership roles to the Al model development team.
B. Implement automated data cleansing tools to enforce retention policies.
C. Enhance licensing agreements to include retention clauses.
D. Establish a dedicated data clustering team for ongoing oversight.

Correct Answer: B
QUESTION 177
An Al system is misclassifying images after a routine model update. An IS auditor discovers that the updated model file was replaced by an unauthorized version. Which of the following is the auditor’s BEST recommendation?

A. Disable the automated update process to prevent future issues.
B. Immediately retrain the model from scratch using a secure data set.
C. Revert to the last verified model version and initiate a root cause analysis.

D. Notify all users of potential inaccuracies and deactivate the system.

Correct Answer: C
QUESTION 178
Which of the following is MOST important for an IS auditor to assess when reviewing logs of prompts and corresponding Al responses?

A. Inadequate Al model training prior to being migrated to production
B. Volume of storage utilized and length of retention periods
C. Employee use of the Al model outside of business hours
D. Disclosure of confidential information in response to queries

Correct Answer: D
QUESTION 179
Which of the following is the GREATEST risk associated with using Al with retrieval-augmented generation in audit tasks?

A. It may obtain outdated or irrelevant documents that may lead to inaccurate conclusions.
B. It can occasionally produce overly technical language.
C. It might overlook subtle context in audit language.
D. It may require additional processing time to interpret retrieved documents correctly.

Correct Answer: A
QUESTION 180
Which of the following is the GREATEST risk when IS auditors use Al-driven sample selections?

A. The Al tool may select an excessive number of samples.
B. The Al tool may not recognize qualitative factors that affect materiality.
C. Use of the Al tool may result in increased complexity.
D. Use of the Al tool may result in insufficient documentation.

Correct Answer: B